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The Life and Opinions of Tristram Shandy, Gentleman

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The Life and Opinions of Tristram Shandy, Gentleman, also known as Tristram Shandy, is a novel by Laurence Sterne. It was published in nine volumes, the first two appearing in 1759, and seven others following over the next seven years (vols. 3 and 4, 1761; vols. 5 and 6, 1762; vols. 7 and 8, 1765; vol. 9, 1767). It purports to be a biography of the eponymous character. Its style is marked by digression, double entendre, and graphic devices. The first edition was printed by Ann Ward on Coney Street, York.

Sterne had read widely, which is reflected in Tristram Shandy. Many of his similes, for instance, are reminiscent of the works of the metaphysical poets of the 17th century, and the novel as a whole, with its focus on the problems of language, has constant regard for John Locke's theories in An Essay Concerning Human Understanding. Arthur Schopenhauer called Tristram Shandy one of "the four immortal romances".

While the use of the narrative technique of stream of consciousness is usually associated with modernist novelists, Tristram Shandy has been suggested as a precursor.

As its title suggests, the book is ostensibly Tristram's narration of his life story. But it is one of the central jokes of the novel that he cannot explain anything simply, that he must make explanatory diversions to add context and colour to his tale, to the extent that Tristram's own birth is not even reached until Volume III.

Consequently, apart from Tristram as narrator, the most familiar and important characters in the book are his father Walter, his mother, his Uncle Toby, Toby's servant Trim, and a supporting cast of popular minor characters, including the chambermaid Susannah, Doctor Slop and the parson Yorick, who later became Sterne's favourite nom de plume and a very successful publicity stunt. Yorick is also the protagonist of Sterne's second work of fiction, A Sentimental Journey Through France and Italy.

Most of the action is concerned with domestic upsets or misunderstandings, which find humour in the opposing temperaments of Walter—splenetic, rational, and somewhat sarcastic—and Uncle Toby, who is gentle, uncomplicated, and a lover of his fellow man.

In between such events, Tristram as narrator finds himself discoursing at length on sexual practices, insults, the influence of one's name and noses, as well as explorations of obstetrics, siege warfare and philosophy, as he struggles to marshal his material and finish the story of his life.

Though Tristram is always present as narrator and commentator, the book contains little of his life, only the story of a trip through France and accounts of the four comical mishaps which shaped the course of his life from an early age. Firstly, while he was still only an homunculus, Tristram's implantation within his mother's uterus was disturbed. At the very moment of procreation, his mother asked his father if he had remembered to wind the clock. The distraction and annoyance led to the disruption of the proper balance of humours necessary to conceive a well-favoured child. Secondly, one of his father's pet theories was that a large and attractive nose was important to a man making his way in life. In a difficult birth, Tristram's nose was crushed by Dr. Slop's forceps.

Another of his father's theories was that a person's name exerted enormous influence over that person's nature and fortunes, with the worst possible name being Tristram. In view of the previous accidents, Tristram's father decreed that the boy would receive an especially auspicious name, Trismegistus. Susannah mangled the name in conveying it to the curate, and the child was christened Tristram. According to his father's theory, his name, being a conflation of "Trismegistus" (after the esoteric mystic Hermes Trismegistus) and "Tristan" (whose connotation bore the influence through folk etymology of Latin tristis, "sorrowful"), doomed him to a life of woe and cursed him with the inability to comprehend the causes of his misfortune.

Finally, as a toddler, Tristram suffered an accidental circumcision when Susannah let a window sash fall as he urinated out of the window because his chamberpot was missing.

Sterne's presence inside the narrative changed the course of traditional novelistic interpretations as his narrative structure digresses through many jumbled and fragmentary events into a non-traditional, dual overlapping plot. These digressive methods reflect his inability to simply explain each event as it occurs, as he frequently interrupts these events with commentary about how the reader should understand and follow each event.

He relies heavily on his reader's close involvement to the text and their interpretations of the non-traditional plot. Tristram's presence inside of the narrative as the narrator engages the imagination, and his use of visual strategies, such as the marbled and blank pages, reflects the importance of the reader's participation in the novel.

Sterne incorporated into Tristram Shandy many passages taken almost word for word from Robert Burton's The Anatomy of Melancholy, Francis Bacon's Of Death, Rabelais and many more, and rearranged them to serve the new meaning intended in Tristram Shandy. Tristram Shandy was highly praised for its originality, and nobody noticed these borrowings until years after Sterne's death. The first to note them was physician, poet and Portico Library Chair John Ferriar, who did not see them negatively and commented:

Ferriar believed that Sterne was ridiculing Burton's The Anatomy of Melancholy, mocking its solemn tone and endeavours to prove indisputable facts by weighty quotations.

Victorian critics of the 19th century, who were hostile to Sterne for the alleged obscenity of his prose, used Ferriar's findings to defame Sterne, and claimed that he was artistically dishonest, and almost unanimously accused him of mindless plagiarism. Scholar Graham Petrie closely analysed the alleged passages in 1970; he observed that while more recent commentators now agree that Sterne "rearranged what he took to make it more humorous, or more sentimental, or more rhythmical", none of them "seems to have wondered whether Sterne had any further, more purely artistic, purpose". Studying a passage in Volume V, chapter 3, Petrie observes: "such passage...reveals that Sterne's copying was far from purely mechanical, and that his rearrangements go far beyond what would be necessary for merely stylistic ends".

A major influence on Tristram Shandy is Rabelais' Gargantua and Pantagruel. Rabelais was by far Sterne's favourite author, and in his correspondence he made clear that he considered himself Rabelais's successor in humorous writing. One passage Sterne incorporated pertains to "the length and goodness of the nose". Sterne had written an earlier piece called A Rabelaisian Fragment that indicates his familiarity with the work of the French monk and doctor.

Sterne was no friend of gravitas, a quality which excited his disgust. Tristram Shandy gives a ludicrous turn to solemn passages from respected authors that it incorporates, as well as to the consolatio literary genre.

Among the subjects of such ridicule were some of the opinions contained in Robert Burton's The Anatomy of Melancholy, a book that mentions sermons as the most respectable type of writing, and one that was favoured by the learned. Burton's attitude was to try to prove indisputable facts by weighty quotations. His book consists mostly of a collection of the opinions of a multitude of writers (he modestly refrains from adding his own) divided into quaint and old-fashioned categories. It discusses everything, from the doctrines of religion to military discipline, from inland navigation to the morality of dancing schools.

Much of the singularity of Tristram Shandy's characters is drawn from Burton. Burton indulges himself in a Utopian sketch of a perfect government in his introductory address to the reader, and this forms the basis of the notions of Tristram Shandy on the subject. And Sterne parodies Burton's use of weighty quotations. The first four chapters of Tristram Shandy are founded on some passages in Burton.

In Chapter 3, Volume 5, Sterne parodies the genre of consolatio, mixing and reworking passages from three "widely separated sections" of Burton's Anatomy, including a parody of Burton's "grave and sober account" of Cicero's grief for the death of his daughter Tullia.

His text is filled with allusions and references to the leading thinkers and writers of the 17th and 18th centuries. Alexander Pope and Jonathan Swift were major influences on Sterne and Tristram Shandy. Satires of Pope and Swift formed much of the humour of Tristram Shandy, but Swift's sermons and Locke's Essay Concerning Human Understanding also contributed ideas and frameworks Sterne explored throughout the novel. Other major influences are Cervantes and Montaigne's Essays, as well as the significant inter-textual debt to The Anatomy of Melancholy, Swift's Battle of the Books, and the Scriblerian collaborative work The Memoirs of Martinus Scriblerus.

The shade of Cervantes is present throughout Sterne's novel. The frequent references to Rocinante, the character of Uncle Toby (who resembles Don Quixote in many ways) and Sterne's own description of his characters' "Cervantic humour", along with the genre-defying structure of Tristram Shandy, which owes much to the second part of Cervantes' novel, all demonstrate the influence of Cervantes.

The novel also makes use of John Locke's theories of empiricism, or the way we assemble what we know of ourselves and our world from the "association of ideas" that come to us from our five senses. Sterne is by turns respectful and satirical of Locke's theories, using the association of ideas to construct characters' "hobby-horses", or whimsical obsessions, that both order and disorder their lives in different ways. Sterne borrows from and argues against Locke's language theories (on the imprecision and arbitrariness of words and usage), and consequently spends much time discussing the very words he uses in his own narrative –with "digressions, gestures, piling up of apparent trivia in the effort to get at the truth".


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